Deputy Head of Compliance

• Assist Head of Legal & Compliance to oversee and monitor the compliance function of the Bank Group
• Supervise the General Compliance Team and Compliance Monitoring Team to ensure the Bank Group’s due compliance with internal policies and applicable laws, regulations and guidelines, listing rules as well as corporate governance
• Advise the business units in the development and regular review of products, policies and procedures to ensure compliance with statutory, regulatory and internal requirements
• Liaise with relevant regulatory authorities and external parties
• Handle ad hoc assignments relating to compliance issues
• Provide compliance trainings to staff of Bank Group
• Degree holder or above in Law, Accounting, Business Administration or equivalent qualifications at HKQF level 5
• Minimum 10 years’ solid experience in the field of banking compliance
• Sound knowledge in the relevant banking laws, the HKMA & SFC rules & regulations etc.
• Good command of both written and spoken English, Mandarin and Cantonese

Founded in 1908, Bank of Communications Co., Ltd. (Stock Code: 3328) is one of the oldest banks in China, and also acted as one of the country’s banknote-issuing institutions. The bank was listed on the Stock Exchange of Hong Kong Limited and the Shanghai Stock Exchange in June 2005 and May 2007 respectively. At present, apart from Tibet, BOCOM comprises 30 provincial branches across provinces, municipalities and autonomous regions, plus a network of 2,637 operating locations in 173 cities and 112 counties nationwide. Beyond China, BOCOM has established overseas centers in Hong Kong, New York, San Francisco, Tokyo, Singapore, Seoul, Frankfurt, Macau, Ho Chi Minh City, and Sydney; one subsidiary bank in the U.K. and one representative office in Taipei. BOCOM’s development strategy is to become a first class listed universal banking group focusing on international expansion and specializing in wealth management.

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