Responsible Officer - SFC Type (1 / 2 / 4 / 5 / 6 / 9)

Responsibilities:

• Monitor the compliance functions of the Company and implement the necessary actions to ensure the compliance of all rules and regulations
• Manage daily operations, review and update policies and procedures to ensure in comply with rules and regulations
• Provide advice to the top management and implement business strategies
• Handle ad hoc project as assigned

Requirements:

• Current holder of SFC Responsible Officer license for Types 1 / 2 / 4 / 5 / 6 / 9 regulated activities
• Minimum 3-5 years solid experience in asset management / fund management / portfolio management
• Sound knowledge of SFO, regulations and guidelines of relevant regulatory authorities and risk management
• Solid knowledge of office operations, risk controls and investment strategies  
• Strong analytical, presentation and management skills
• Good command of written & spoken English, Cantonese and Mandarin

Interested parties, please send your full resume by clicking [Apply_button]with quoting reference no. RO.

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