Management Associate - Enforcement (Investigation - Market Misconduct Team) (Ref: SCMP/MA/ENF/INVMMT/240426)

Ref: SCMP/MA/ENF/INVMMT/240426

Duties & Responsibilities:

We are now seeking candidates for the Management Associate position in the Enforcement Division (Investigation – Market Misconduct Team). This is an excellent opportunity for you to join our team of professionals in the Enforcement Division of the SFC. The Enforcement Division investigates and combats market and listed company crimes and investigates intermediary misconduct cases. These investigations are intellectually challenging and crucial to Hong Kong’s status as an international financial centre.

Enforcement staff work in teams of market experts, investigators, accountants and lawyers to detect and investigate suspected market and listed company crime and intermediary misconduct and to conduct and support resulting enforcement proceedings.

Enforcement staff can be involved in:

• detecting and analysing possible crime and misconduct relating to securities and futures market and listed company through intelligence gathering and real time market surveillance;
• gathering evidence of suspected market crimes and misconduct by interviewing witnesses, gathering documents and analysing evidence; and
• preparing cases for criminal or civil proceedings before Hong Kong’s courts and tribunals.

Requirements:

• University degree holder.
• Experience in audit / forensic accounting / enforcement agencies / financial services or related industries preferred. Recent university graduates of exceptional qualities will also be considered.
• Candidates should have a strong sense of responsibility and willing to learn.
• Good analytical, interpersonal, presentation and communication skills with good team spirit.
• Good command of spoken and written English and Chinese. Putonghua is also an advantage.

Please quote the reference and apply by 10 May 2024 with details of qualifications, previous experience, current and expected salary to:

Recruitment Manager
Securities & Futures Commission
54/F, One Island East, 18 Westlands Road,
Quarry Bay, Hong Kong
(E-mail address : [Apply_button])

All applications will be handled in strict confidence by authorised personnel and will only be used for recruitment related purposes. Applicants who do not hear from us within six months from the application deadline may consider their applications as unsuccessful. All information on unsuccessful candidates will be destroyed after six months.

We are an EQUAL OPPORTUNITY EMPLOYER.

The Securities and Futures Commission (SFC) is the independent statutory body regulating the securities and futures markets in Hong Kong. We are committed to protecting the integrity and soundness of the market for the benefit of investors and the industry.

Working for a globally respected regulator provides unique opportunities to serve the public and advance Hong Kong’s position as an international financial centre. Join us to achieve greater things in your career.

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